We provide bespoke regulatory and compliance advisory services to a select group of established clients and have attained a reputation as one of Hong Kong’s leading compliance and regulatory consulting firms. Our success originates from our commitment to competence, diligence and responsiveness.
Our Clients
While our business is purposely kept small, our clients include some of the industry’s largest multi-jurisdiction hedge fund and private equity fund managers, each typically with global assets under management exceeding USD 10 billion. In addition, we support various global institutional stockbrokers, corporate finance advisors, and other financial service providers. We specialise in servicing large overseas firms having a Hong Kong presence and requiring substantial interaction with and support to their head office.
Our Strengths
Specialisation
We have a single core competency and do not seek to cross-sell audit, tax, risk management, headhunting, insolvency, technology or other services.
Quality
All engagements are directly overseen by experienced senior compliance employees managed by a fully-engaged principal, not distilled through a newly hired or other junior staff.
Capacity
We purposely maintain a limited number of retainer clients, ensuring they are adequately supported, and have no turnover amongst our client facing employees.
Credibility
We have 22 years’ experience in Hong Kong advising on local, regional, and U.S. regulatory and compliance matters, and are not recently parachuted in from overseas.
Focus
Our business is not a means to an end; we are not funded by private equity and accordingly do not seek to rapidly bulk-up our services and profits for a lucrative exit by management.
Validation
We were recognised as Best Compliance Services Provider (2011, 2016) by AsianInvestor, and Best Advisory Firm for Client Service (2014), and Regulation and Compliance (2017, 2019) by HFM.